SFC Licences of LI Jianyang 李建陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 4 | 28 November 2022 | |
| CMBC International Securities Limited 民銀國際證券有限公司 | RO | 4 | 13 December 2018 | |
| CMBC International Securities Limited 民銀國際證券有限公司 | RO | 1 | 13 December 2018 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 10 October 2017 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 12 June 2017 | 28 November 2022 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 12 June 2017 | 10 October 2017 |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 4 | 29 May 2017 | 12 June 2017 |
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 1 | 29 May 2017 | 12 June 2017 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 24 January 2011 | 31 March 2015 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 24 January 2011 | 31 March 2015 |