SFC Licences of CHU Wan Yin 朱韻賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 05 November 2018 | 30 November 2021 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 05 November 2018 | 30 November 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 November 2018 | 30 November 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 November 2018 | 30 November 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 March 2013 | 05 October 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 January 2011 | 05 October 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 21 January 2011 | 18 February 2013 |