SFC Licences of YE Qing 葉青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CPPIB AE Investments Asia Limited | RE | 1 | 22 March 2022 | |
CPPIB Asia Inc. | RE | 1 | 23 May 2019 | 22 March 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 31 July 2012 | 10 February 2018 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 31 July 2012 | 10 February 2018 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 January 2011 | 17 July 2012 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 24 January 2011 | 30 January 2012 |