SFC Licences of TAM Ka Li, Cindy 譚嘉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Atlas Capital Asset Management (HK) Limited 阿特拉斯資產管理(香港)有限公司 | RE | 9 | 22 December 2020 | 19 November 2021 |
| Atlas Capital Asset Management (HK) Limited 阿特拉斯資產管理(香港)有限公司 | RE | 4 | 22 December 2020 | 19 November 2021 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 24 December 2012 | 01 May 2014 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 05 December 2011 | 01 May 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 28 January 2011 | 01 May 2014 |