SFC Licences of JAMES Joel Graeme
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICAP Securities Hong Kong Limited | RO | 2 | 01 October 2018 | 30 September 2022 |
ICAP Securities Hong Kong Limited | RO | 1 | 01 October 2018 | 30 September 2022 |
ICAP Securities Hong Kong Limited | RO | 2 | 06 January 2015 | 30 September 2018 |
ICAP Securities Hong Kong Limited | RO | 1 | 06 January 2015 | 30 September 2018 |
ICAP Equities Asia Limited | RO | 1 | 24 June 2014 | 30 September 2018 |
ICAP Equities Asia Limited | RO | 2 | 10 March 2014 | 30 September 2018 |
ICAP Equities Asia Limited | RE | 1 | 28 January 2011 | 24 June 2014 |