SFC Licences of CHENG Siu Fung 鄭兆豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RO 4 18 April 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RO 1 18 April 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 17 November 2021 18 April 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 27 October 2021 18 April 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 February 2017 28 September 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017 28 September 2021
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 14 June 2016 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 14 June 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 August 2015 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 August 2015 12 February 2017
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 18 March 2013 22 July 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 18 March 2013 22 July 2015
South China Commodities Limited 南華期貨有限公司 RE 2 27 January 2011 28 September 2012
South China Securities Limited 南華證券投資有限公司 RE 1 27 January 2011 28 September 2012