SFC Licences of KWOK Man Chun, Felix 郭文駿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huarong International Asset Management Limited 華融國際資產管理有限公司 RO 9 16 December 2022 27 March 2024
Huarong International Securities Limited 華融國際證券有限公司 RO 4 16 December 2022 27 March 2024
Huarong International Securities Limited 華融國際證券有限公司 RO 1 16 December 2022 27 March 2024
Huarong International Asset Management Limited 華融國際資產管理有限公司 RE 9 21 December 2021 16 December 2022
Huarong International Securities Limited 華融國際證券有限公司 RE 4 21 December 2021 16 December 2022
Huarong International Securities Limited 華融國際證券有限公司 RE 1 21 December 2021 16 December 2022
Mighty Divine Investment Management Limited RO 9 11 April 2019 31 January 2020
Makto Capital Management Limited RO 9 18 September 2018 28 September 2018
China AF Asset Management Limited 中國農信資產管理有限公司 RO 9 03 July 2018 03 September 2018
China AF Asset Management Limited 中國農信資產管理有限公司 RE 9 02 May 2018 03 July 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 9 22 March 2017 20 April 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 4 22 March 2017 20 April 2018
Epigen Group (Hong Kong) Limited RO 9 27 June 2016 02 January 2017
UBS Asset Management (Hong Kong) Limited RE 9 31 January 2011 18 April 2015
UBS Asset Management (Hong Kong) Limited RE 4 31 January 2011 18 April 2015