SFC Licences of XIONG Liting 熊力頲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 19 February 2021 03 December 2021
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 19 February 2021 19 August 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 5 02 January 2019 03 December 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 4 02 January 2019 03 December 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 2 02 January 2019 03 December 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 1 02 January 2019 03 December 2021
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 30 October 2017 19 February 2021
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 10 October 2017 19 February 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 5 10 October 2017 02 January 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 10 October 2017 02 January 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 10 October 2017 02 January 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 10 October 2017 02 January 2019
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 9 30 August 2016 03 December 2021
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 4 30 August 2016 03 December 2021
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 1 30 August 2016 03 December 2021
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 9 26 February 2014 08 September 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 4 26 February 2014 08 September 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 1 26 February 2014 08 September 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 5 26 February 2014 31 October 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 1 09 May 2013 09 November 2013
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 28 January 2011 03 June 2011
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 28 January 2011 03 June 2011