SFC Licences of LAW Kai Chung 羅啟聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 11 November 2011 | 11 January 2012 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 9 | 09 November 2011 | 11 January 2012 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 4 | 09 November 2011 | 11 January 2012 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 07 February 2011 | 30 June 2011 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 07 February 2011 | 30 June 2011 |