SFC Licences of WANG Peng 王鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fortune Asset Management Limited 富強資產管理有限公司
RO 4, 9 19 September 2018 31 July 2019
Fortune Asset Management Limited 富強資產管理有限公司
RE 4, 9 10 September 2018 19 September 2018
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4, 9 03 August 2017 01 June 2018
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4 20 February 2012 03 August 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 21 December 2011 03 August 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 21 April 2011 17 February 2012