SFC Licences of WANG Peng 王鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fortune Asset Management Limited 富強資產管理有限公司 | RO | 9 | 19 September 2018 | 31 July 2019 |
Fortune Asset Management Limited 富強資產管理有限公司 | RO | 4 | 19 September 2018 | 31 July 2019 |
Fortune Asset Management Limited 富強資產管理有限公司 | RE | 9 | 10 September 2018 | 19 September 2018 |
Fortune Asset Management Limited 富強資產管理有限公司 | RE | 4 | 10 September 2018 | 19 September 2018 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 9 | 03 August 2017 | 01 June 2018 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 4 | 03 August 2017 | 01 June 2018 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 20 February 2012 | 03 August 2017 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 21 December 2011 | 03 August 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 21 April 2011 | 17 February 2012 |