SFC Licences of SHENG Yiran 盛一然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 30 January 2023 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 28 January 2019 | 13 September 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 January 2019 | 13 September 2022 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 05 August 2016 | 16 January 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 10 September 2014 | 01 May 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 September 2014 | 01 May 2016 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RE | 4 | 01 February 2011 | 16 March 2012 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RE | 9 | 01 February 2011 | 16 March 2012 |