SFC Licences of XU Xiaopeng 徐霄鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 20 October 2014 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 October 2014 | |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 6 | 14 February 2011 | 01 May 2012 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 14 February 2011 | 01 May 2012 |