SFC Licences of STANTON David Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 31 January 2020 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 September 2013 | 08 June 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 11 February 2011 | 06 August 2013 |