SFC Licences of GORDON Glen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 26 October 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 19 June 2018 | |
| Asia Pacific Investment Advisors Limited | RE | 4 | 13 January 2017 | 31 August 2017 |
| Argonaut Securities (Asia) Limited | RE | 4 | 13 February 2014 | 18 July 2016 |
| Argonaut Securities (Asia) Limited | RE | 1 | 13 February 2014 | 18 July 2016 |
| Ballingal Investment Advisors Limited | RE | 4 | 30 March 2011 | 31 December 2012 |
| Ballingal Investment Advisors Limited | RE | 5 | 30 March 2011 | 31 December 2012 |
| Ballingal Investment Advisors Limited | RE | 9 | 30 March 2011 | 31 December 2012 |