SFC Licences of TANG Sze Ning Erica 鄧思寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RO | 6 | 23 December 2022 | |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 1 | 20 December 2022 | |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 6 | 07 November 2022 | 23 December 2022 |
| Kingsman HK Capital Limited | RO | 6 | 31 July 2019 | 22 April 2022 |
| RaffAello Capital Limited | RO | 6 | 06 March 2015 | 05 November 2018 |
| RaffAello Capital Limited | RE | 6 | 20 July 2012 | 06 March 2015 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 14 February 2011 | 13 July 2012 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 14 February 2011 | 13 July 2012 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 14 February 2011 | 13 July 2012 |