SFC Licences of LIM Keng Hian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 1 | 12 July 2017 | |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RO | 4 | 27 July 2011 | 30 September 2011 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RO | 1 | 27 July 2011 | 30 September 2011 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RE | 4 | 16 February 2011 | 27 July 2011 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RE | 1 | 16 February 2011 | 27 July 2011 |