SFC Licences of CHEN Zhengyu 陳征宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 04 February 2014 | 27 March 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 07 March 2011 | 24 January 2014 |