SFC Licences of CHAU Pui Luen 周沛鑾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 26 June 2023 | |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 07 March 2018 | 17 April 2018 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 07 March 2018 | 17 April 2018 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 24 February 2014 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 11 February 2011 |