SFC Licences of XIAO Xin 肖欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 06 September 2016 | 24 June 2020 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 24 September 2015 | 24 June 2020 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 24 September 2015 | 24 June 2020 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 11 October 2012 | 12 September 2015 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 October 2012 | 12 September 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 27 June 2012 | 17 August 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 13 May 2011 | 17 August 2012 |