SFC Licences of ZHANG Rui 張睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 04 December 2023 | |
| UBS Securities Hong Kong Limited | RE | 1 | 04 December 2023 | |
| UBS Securities Asia Limited | RE | 2 | 04 December 2023 | |
| UBS Securities Asia Limited | RE | 1 | 04 December 2023 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 13 May 2015 | 29 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 13 May 2015 | 29 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 May 2015 | 29 October 2023 |
| ICAP Equities Asia Limited | RE | 1 | 16 February 2011 | 01 May 2015 |