SFC Licences of NG Sze Min Simon 吳思勉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 16 February 2011 19 October 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 16 February 2011 19 October 2012