SFC Licences of LIU Chenjie 劉陳杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upright Asset Management (Hong Kong) Co., Limited 望正資產管理(香港)有限公司 | RO | 9 | 22 November 2016 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 February 2011 | 01 March 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 21 February 2011 | 01 March 2016 |