SFC Licences of XU Zhi Cheng 許智程

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 RE 9 20 January 2016 31 December 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 23 February 2015 27 November 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 14 February 2011 22 December 2014