SFC Licences of XU Zhi Cheng 許智程
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 | RE | 9 | 20 January 2016 | 31 December 2019 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 23 February 2015 | 27 November 2015 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 14 February 2011 | 22 December 2014 |