SFC Licences of TAKAGI Naomi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 08 January 2024 | |
UBS Securities Asia Limited | RE | 4 | 24 March 2017 | 30 March 2017 |
UBS Securities Asia Limited | RE | 4 | 13 October 2016 | 18 October 2016 |
UBS Securities Asia Limited | RE | 4 | 23 February 2011 | 11 April 2016 |