SFC Licences of LI Ang 李昂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ExodusPoint Capital Management Hong Kong, Limited | RE | 9 | 15 October 2021 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 21 June 2017 | 09 May 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 June 2017 | 09 May 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 15 October 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 June 2012 | 15 October 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 February 2011 | 15 October 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 18 February 2011 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 18 February 2011 | 31 August 2013 |