SFC Licences of THACKRAY Simon George

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 13 July 2017 23 July 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 29 March 2017 03 April 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 16 March 2017 25 March 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 18 April 2016 23 April 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 08 October 2015 17 October 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 13 April 2015 22 April 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 28 August 2014 04 September 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 21 February 2011 20 June 2013