SFC Licences of THACKRAY Simon George
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 13 July 2017 | 23 July 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 29 March 2017 | 03 April 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 16 March 2017 | 25 March 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 18 April 2016 | 23 April 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 08 October 2015 | 17 October 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 13 April 2015 | 22 April 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 28 August 2014 | 04 September 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 21 February 2011 | 20 June 2013 |