SFC Licences of LAU Tik Sang 劉迪生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 5 05 January 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 05 January 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 09 December 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 09 December 2022
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 07 September 2022 24 November 2022
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 07 September 2022 24 November 2022
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 21 June 2019 29 July 2022
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 03 June 2019 29 July 2022
Fruit Tree Securities Limited 果樹證券有限公司 RE 1 10 October 2017 14 May 2019
Central China International Securities Co., Limited 中州國際證券有限公司 RE 1 15 December 2015 09 June 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 12 March 2015 05 December 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 12 March 2015 05 December 2015
Open Securities Limited 開盤證券有限公司 RE 2 15 October 2013 24 February 2015
Open Securities Limited 開盤證券有限公司 RE 1 15 October 2013 24 February 2015
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 2 18 May 2012 28 September 2013
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 18 May 2012 28 September 2013
Kingston Futures Limited 金利豐期貨有限公司 RE 2 16 March 2012 10 May 2012
Kingston Securities Limited 金利豐證券有限公司 RE 1 16 March 2011 10 May 2012