SFC licenceholder AWU880 TAI Ho Ying 戴可迎

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 14 October 2016
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 RE [1] (Dealing in Securities) 22 September 2015 12 December 2015
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 09 June 2015 12 December 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE [9] (Asset Management) 15 November 2011 29 June 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE [9] (Asset Management) 15 November 2011 29 June 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE [9] (Asset Management) 15 November 2011 29 June 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 16 March 2011 29 June 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE [4] (Advising on Securities) 16 March 2011 29 June 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE [4] (Advising on Securities) 16 March 2011 29 June 2013