SFC Licences of FINDLAY Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 20 June 2013 | 23 July 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 20 June 2013 | 23 July 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 01 March 2011 | 23 July 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 01 March 2011 | 23 July 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 March 2011 | 20 June 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 March 2011 | 20 June 2013 |