SFC Licences of TANG Tsz Ting 鄧紫婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 25 May 2022 | |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 4 | 25 May 2022 | |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 1 | 18 May 2022 | |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 02 May 2017 | 24 December 2021 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 23 August 2016 | 24 December 2021 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 12 January 2016 | 31 July 2016 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 12 January 2016 | 31 July 2016 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 18 February 2014 | 23 January 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 13 September 2013 | 23 January 2015 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 09 March 2011 | 26 August 2013 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 09 March 2011 | 26 August 2013 |