SFC licenceholder AWV025 TANG Tsz Ting 鄧紫婷

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 02 May 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 23 August 2016
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 12 January 2016 31 July 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [4] (Advising on Securities) 18 February 2014 23 January 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [1] (Dealing in Securities) 13 September 2013 23 January 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE [1] (Dealing in Securities) 09 March 2011 26 August 2013
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE [1] (Dealing in Securities) 09 March 2011 26 August 2013