SFC Licences of COTTEAU Guewen Remy Brian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 04 February 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 February 2021 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 06 August 2019 | 30 November 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 06 August 2019 | 30 November 2020 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 21 February 2011 | 02 October 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 21 February 2011 | 02 October 2013 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 21 February 2011 | 02 October 2013 |