SFC Licences of NURMI Glenn Allen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 03 March 2022 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 13 January 2022 | 03 March 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 28 January 2015 | 16 September 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 28 January 2015 | 16 September 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 January 2015 | 19 December 2018 |