SFC Licences of LEE Fu Wa 李富華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 RO 5 17 November 2021
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 RO 4 17 November 2021
Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 RO 2 17 November 2021
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 RO 1 17 November 2021
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 1 04 October 2017 10 May 2021
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 2 04 October 2017 10 May 2021
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 28 June 2017 04 October 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 28 June 2017 04 October 2017
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 1 23 May 2017 14 June 2017
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 2 23 May 2017 14 June 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 23 December 2011 17 May 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 23 November 2011 17 May 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 23 November 2011 17 May 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 23 February 2011 09 November 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 23 February 2011 09 November 2011