SFC Licences of FAN Ying Fai 范應輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Head & Shoulders Securities Limited 聯合證券有限公司 | RO | 2 | 22 November 2018 | |
Head & Shoulders Securities Limited 聯合證券有限公司 | RO | 4 | 06 April 2018 | |
Head & Shoulders Securities Limited 聯合證券有限公司 | RO | 1 | 06 April 2018 | |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 23 January 2018 | 06 April 2018 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 23 January 2018 | 06 April 2018 |
LT Finance Management Limited | RO | 5 | 07 June 2017 | 30 November 2017 |
LT Securities Limited 利通證券有限公司 | RO | 2 | 07 June 2017 | 30 November 2017 |
LT Finance Management Limited | RO | 4 | 18 December 2014 | 30 November 2017 |
LT Securities Limited 利通證券有限公司 | RO | 1 | 18 December 2014 | 30 November 2017 |
LT Securities Limited 利通證券有限公司 | RE | 2 | 25 August 2014 | 07 June 2017 |
LT Securities Limited 利通證券有限公司 | RE | 1 | 25 August 2014 | 18 December 2014 |
Sinofortune Securities Limited 華億證券有限公司 | RE | 2 | 18 February 2014 | 01 August 2014 |
Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 21 March 2011 | 01 August 2014 |