SFC Licences of SZE Vivian Wing Ann 施穎因

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 31 May 2011 31 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 31 May 2011 31 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 28 February 2011 28 May 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 28 February 2011 28 May 2011