SFC Licences of PU Cheng-Lun 卜正倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shinhan Asset Management (Hong Kong) Limited | RO | 9 | 25 January 2019 | 17 June 2022 |
| Shinhan Asset Management (Hong Kong) Limited | RO | 4 | 25 January 2019 | 17 June 2022 |
| Shinhan Asset Management (Hong Kong) Limited | RE | 9 | 07 November 2018 | 25 January 2019 |
| Shinhan Asset Management (Hong Kong) Limited | RE | 4 | 07 November 2018 | 25 January 2019 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RO | 9 | 24 January 2018 | 10 October 2018 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RO | 4 | 24 January 2018 | 10 October 2018 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RE | 1 | 24 January 2018 | 10 October 2018 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RE | 9 | 30 October 2015 | 24 January 2018 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RE | 4 | 21 March 2011 | 24 January 2018 |