SFC Licences of TAM Ping Chung 譚平忠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wisdom Bright Asset Management Limited 睿見資產管理有限公司 RO 1 10 September 2021 30 September 2021
Wisdom Bright Asset Management Limited 睿見資產管理有限公司 RO 9 07 May 2019 30 September 2021
Wisdom Bright Asset Management Limited 睿見資產管理有限公司 RO 4 07 May 2019 30 September 2021
FUTEC Financial Limited 富德金融有限公司 RO 9 18 May 2017 16 September 2018
FUTEC Financial Limited 富德金融有限公司 RO 4 18 May 2017 16 September 2018
FUTEC Financial Limited 富德金融有限公司 RO 1 18 May 2017 16 September 2018
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 9 20 October 2016 31 December 2016
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 4 20 October 2016 31 December 2016
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 1 20 October 2016 31 December 2016
M Securities Limited 雙龍證券有限公司 RE 1 23 September 2015 24 February 2016
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 7 21 March 2011 15 July 2015
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 21 February 2011 15 July 2015