SFC Licences of TANG Zhi 唐志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RO | 1 | 15 October 2020 | |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RO | 9 | 13 July 2017 | |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RO | 4 | 13 July 2017 | |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 1 | 01 March 2017 | 15 October 2020 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 01 March 2017 | 13 July 2017 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 01 March 2017 | 13 July 2017 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 9 | 21 April 2011 | 24 February 2016 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 21 April 2011 | 24 February 2016 |