SFC Licences of LIU Zhijing 劉智景

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 05 September 2016 11 June 2021
UBS Securities Asia Limited RE 4 21 June 2016 25 June 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 16 October 2014 18 August 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 03 March 2011 18 August 2015