SFC Licences of LIU Zhijing 劉智景
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 05 September 2016 | 11 June 2021 |
UBS Securities Asia Limited | RE | 4 | 21 June 2016 | 25 June 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 October 2014 | 18 August 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 03 March 2011 | 18 August 2015 |