SFC Licences of CHEN Shanshan 陳姍姍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RO 1, 4, 9 24 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 2 14 August 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 4 29 July 2019 24 May 2021
CCB Securities Limited 建行證券有限公司
RO 1 01 February 2018 09 July 2019
CCB Securities Limited 建行證券有限公司
RE 4, 9 04 May 2017 09 July 2019
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 4, 9 21 April 2011 16 December 2016