SFC Licences of CHEN Shanshan 陳姍姍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 9 | 24 May 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 24 May 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 24 May 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 14 August 2019 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 29 July 2019 | 24 May 2021 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 29 July 2019 | 24 May 2021 |
CCB Securities Limited 建行證券有限公司 | RO | 1 | 01 February 2018 | 09 July 2019 |
CCB Securities Limited 建行證券有限公司 | RE | 9 | 04 May 2017 | 09 July 2019 |
CCB Securities Limited 建行證券有限公司 | RE | 4 | 04 May 2017 | 09 July 2019 |
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 9 | 21 April 2011 | 16 December 2016 |
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 4 | 21 April 2011 | 16 December 2016 |