SFC Licences of CHAN Siu Wing 陳兆榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 03 July 2020 30 September 2020
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 03 July 2020 30 September 2020
Prudential Brokerage Limited 信誠證券有限公司 RE 1 03 September 2019 12 June 2020
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 28 August 2019 12 June 2020
Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 RE 2 13 November 2018 09 August 2019
Sinostar Securities Limited 華星證券有限公司 RE 1 14 August 2017 02 October 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 10 October 2012 07 November 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 10 October 2012 07 November 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 1 01 March 2011 02 May 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 2 01 March 2011 02 May 2012