SFC Licences of CHAN Siu Wing 陳兆榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 03 July 2020 | 30 September 2020 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 03 July 2020 | 30 September 2020 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 03 September 2019 | 12 June 2020 |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 28 August 2019 | 12 June 2020 |
Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 | RE | 2 | 13 November 2018 | 09 August 2019 |
Sinostar Securities Limited 華星證券有限公司 | RE | 1 | 14 August 2017 | 02 October 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 10 October 2012 | 07 November 2012 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 10 October 2012 | 07 November 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 01 March 2011 | 02 May 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 01 March 2011 | 02 May 2012 |