SFC Licences of LAN Qingwen 藍青文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prime Cdex Futures Limited 乾立亨期貨有限公司 RE 5 03 May 2023 20 March 2024
Prime Cdex Futures Limited 乾立亨期貨有限公司 RE 2 03 May 2023 20 March 2024
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 4 03 May 2023 19 March 2024
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 1 03 May 2023 19 March 2024
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司 RO 9 11 April 2022 19 March 2024
VI Asset Management Company Limited 弘勵資產管理有限公司 RO 9 11 October 2019 21 January 2022
VI Asset Management Company Limited 弘勵資產管理有限公司 RO 4 11 October 2019 21 January 2022
VI Asset Management Company Limited 弘勵資產管理有限公司 RO 1 11 October 2019 21 January 2022
VI Asset Management Company Limited 弘勵資產管理有限公司 RE 9 16 September 2019 11 October 2019
VI Asset Management Company Limited 弘勵資產管理有限公司 RE 4 16 September 2019 11 October 2019
VI Asset Management Company Limited 弘勵資產管理有限公司 RE 1 16 September 2019 11 October 2019
Leeds Securities Investment Limited 競富證券金融有限公司 RO 1 30 July 2019 31 August 2019
Leeds Fund International Limited 競富基金國際有限公司 RO 9 30 July 2019 31 August 2019
Leeds Fund International Limited 競富基金國際有限公司 RO 4 30 July 2019 31 August 2019
Leeds Securities Investment Limited 競富證券金融有限公司 RE 1 02 July 2019 30 July 2019
Leeds Fund International Limited 競富基金國際有限公司 RE 9 02 July 2019 30 July 2019
Leeds Fund International Limited 競富基金國際有限公司 RE 4 02 July 2019 30 July 2019
Koala Capital Management Limited 樹熊資本管理有限公司 RO 9 18 October 2018 31 January 2019
Koala Capital Management Limited 樹熊資本管理有限公司 RE 9 26 January 2018 18 October 2018
Koala Securities Limited 樹熊證券有限公司 RO 4 27 February 2017 31 January 2019
Koala Securities Limited 樹熊證券有限公司 RO 1 27 February 2017 31 January 2019
Koala Securities Limited 樹熊證券有限公司 RE 1 08 November 2016 27 February 2017
Huajin Futures (International) Limited 華金期貨(國際)有限公司 RE 2 15 August 2016 31 October 2016
Huajin Securities (International) Limited 華金證券(國際)有限公司 RE 1 15 August 2016 31 October 2016
Koala Securities Limited 樹熊證券有限公司 RE 1 31 May 2016 08 July 2016
Imperium International Securities Limited 帝國國際証券有限公司 RE 2 02 April 2013 26 June 2015
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 02 April 2013 26 June 2015
Emperor Futures Limited 英皇期貨有限公司 RE 2 25 February 2011 25 October 2011
Emperor Securities Limited 英皇證券有限公司 RE 1 25 February 2011 25 October 2011