SFC Licences of LEE Chi Fai, Frederick 李志輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 31 March 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 March 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 17 February 2015 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 February 2015 | 02 October 2017 |
iBest Consultants Limited | RE | 4 | 31 May 2012 | 24 January 2015 |
iBest Consultants Limited | RE | 1 | 31 May 2012 | 24 January 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 April 2011 | 19 January 2012 |