SFC Licences of AU Ka Ki 區嘉棋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 | RE | 3 | 28 March 2017 | 20 September 2022 |
Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 | RE | 2 | 06 March 2017 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 12 June 2015 | 25 September 2015 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 01 March 2011 | 11 June 2015 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 01 March 2011 | 11 June 2015 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 01 March 2011 | 11 June 2015 |