SFC Licences of WU Tony Li Yang 吳立揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wynson Asset Management Limited 永昇資產管理有限公司 RO 9 29 April 2021
Wynson Asset Management Limited 永昇資產管理有限公司 RO 4 29 April 2021
Wynson Asset Management Limited 永昇資產管理有限公司 RE 9 14 August 2019 29 April 2021
Wynson Asset Management Limited 永昇資產管理有限公司 RE 4 14 August 2019 29 April 2021
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RE 9 14 March 2019 16 July 2019
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RE 4 14 March 2019 16 July 2019
JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 RE 1 14 March 2019 16 July 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 9 27 March 2018 11 March 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 4 27 March 2018 11 March 2019
Yupei Fortune Capital Limited 宇培增富資本有限公司 RE 1 27 March 2018 11 March 2019
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 July 2016 08 February 2018
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 08 February 2018
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 RE 9 29 May 2015 08 February 2018
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 05 May 2015 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 05 May 2015 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 05 May 2015 30 June 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 18 March 2015 24 April 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 18 March 2015 24 April 2015
iBest Consultants Limited RE 1 29 March 2011 24 April 2015
iBest Consultants Limited RE 4 29 March 2011 24 April 2015