SFC Licences of TAM King Kei 譚景基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RE | 1, 4 | 27 October 2021 | 28 March 2022 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RE | 1, 4 | 10 May 2019 | 27 April 2021 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RE | 6 | 10 May 2019 | 27 April 2021 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RE | 1 | 10 May 2019 | 25 February 2021 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RE | 1, 4, 6 | 15 March 2017 | 28 April 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 1, 4 | 15 September 2014 | 28 February 2017 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RE | 6 | 15 September 2014 | 28 February 2017 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RE | 6 | 15 August 2014 | 24 August 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RE | 1, 4 | 15 August 2014 | 24 August 2014 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RE | 4 | 26 May 2014 | 05 July 2014 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RE | 1, 6 | 02 March 2011 | 05 July 2014 |