SFC Licences of TAM King Kei 譚景基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Novel Wealth Management Limited 諾緯資產管理有限公司	RE	4	11 August 2022	13 January 2023
Novel Wealth Management Limited 諾緯資產管理有限公司	RE	1	11 August 2022	13 January 2023
Novel Wealth Management Limited 諾緯資產管理有限公司	RE	4	27 October 2021	28 March 2022
Novel Wealth Management Limited 諾緯資產管理有限公司	RE	1	27 October 2021	28 March 2022
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	10 May 2019	27 April 2021
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	10 May 2019	27 April 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	10 May 2019	27 April 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	10 May 2019	25 February 2021
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	6	15 March 2017	28 April 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	4	15 March 2017	28 April 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	1	15 March 2017	28 April 2019
Haitong International Capital Limited 海通國際資本有限公司	RE	6	15 September 2014	28 February 2017
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	15 September 2014	28 February 2017
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	15 September 2014	28 February 2017
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	6	15 August 2014	24 August 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	4	15 August 2014	24 August 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	15 August 2014	24 August 2014
CCB International Capital Limited 建銀國際金融有限公司	RE	4	26 May 2014	05 July 2014
CCB International Capital Limited 建銀國際金融有限公司	RE	6	02 March 2011	05 July 2014
CCB International Capital Limited 建銀國際金融有限公司	RE	1	02 March 2011	05 July 2014