SFC Licences of TAM King Kei 譚景基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Novel Wealth Management Limited 諾緯資產管理有限公司
RE 1, 4 27 October 2021 28 March 2022
BOCOM International Securities Limited 交銀國際證券有限公司
RE 1, 4 10 May 2019 27 April 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
RE 6 10 May 2019 27 April 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
RE 1 10 May 2019 25 February 2021
CEB International Capital Corporation Limited 光銀國際資本有限公司
RE 1, 4, 6 15 March 2017 28 April 2019
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1, 4 15 September 2014 28 February 2017
Haitong International Capital Limited 海通國際資本有限公司
RE 6 15 September 2014 28 February 2017
RHB Capital Hong Kong Limited 興業金融融資有限公司
RE 6 15 August 2014 24 August 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 1, 4 15 August 2014 24 August 2014
CCB International Capital Limited 建銀國際金融有限公司
RE 4 26 May 2014 05 July 2014
CCB International Capital Limited 建銀國際金融有限公司
RE 1, 6 02 March 2011 05 July 2014