SFC Licences of CHAN Cheuk Ki, Christy 陳卓琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 22 June 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 15 May 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 15 May 2020
Crosby Securities Limited 高誠證券有限公司 RE 4 03 October 2019 03 May 2020
Crosby Securities Limited 高誠證券有限公司 RE 1 03 October 2019 03 May 2020
Kilmorey Securities Limited 金力証券有限公司 RO 4 04 September 2018 01 August 2019
Kilmorey Securities Limited 金力証券有限公司 RO 1 09 November 2017 01 August 2019
Kilmorey Securities Limited 金力証券有限公司 RE 4 15 June 2017 04 September 2018
Kilmorey Securities Limited 金力証券有限公司 RE 1 15 June 2017 09 November 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 25 January 2017 25 February 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 25 January 2017 25 February 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 14 June 2016 13 January 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 14 June 2016 13 January 2017
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 22 February 2016 17 May 2016
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 22 February 2016 17 May 2016
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 22 February 2016 17 May 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 21 August 2014 31 January 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 21 August 2014 31 January 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 18 November 2013 31 January 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 18 November 2013 31 January 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 26 October 2011 06 November 2013
Orient Securities Limited 東方匯財證券有限公司 RE 1 03 May 2011 17 August 2011