SFC Licences of MA Wai Yan 馬慧恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 12 December 2012 | 02 September 2013 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 12 December 2012 | 02 September 2013 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 09 November 2011 | 05 September 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 09 November 2011 | 05 September 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 19 September 2011 | 29 October 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 10 March 2011 | 29 October 2011 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 10 March 2011 | 29 October 2011 |