SFC Licences of NG Siu Wai 吳小委

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	26 November 2020	01 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	26 November 2020	01 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	26 November 2020	01 February 2021
CMB International Securities Limited 招銀國際證券有限公司	RE	4	16 October 2017	30 October 2020
CMB International Securities Limited 招銀國際證券有限公司	RE	1	02 August 2017	30 October 2020
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	02 August 2017	30 October 2020
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	29 May 2015	17 July 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	24 April 2015	17 July 2017
KCG Securities Asia Limited 寶通證券亞洲有限公司	RE	1	12 December 2012	03 April 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	08 May 2012	09 December 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	07 March 2011	09 December 2012