SFC Licences of CHAN Cheung Kin 陳章健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 22 September 2011 | 27 September 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 22 September 2011 | 27 September 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 September 2011 | 27 September 2013 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 04 March 2011 | 10 September 2011 |